{"id":30380,"date":"2024-12-10T14:22:30","date_gmt":"2024-12-10T14:22:30","guid":{"rendered":"https:\/\/www.stcusa.com\/?p=30380"},"modified":"2024-12-10T16:13:58","modified_gmt":"2024-12-10T16:13:58","slug":"finra-firm-element-ce-part-two","status":"publish","type":"post","link":"https:\/\/www.stcusa.com\/resource-center\/news-updates\/todd-talks\/finra-firm-element-ce-part-two\/","title":{"rendered":"Todd Talks: FINRA Firm Element CE Part Two"},"content":{"rendered":"<p><strong><em>Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Firm Element CE.\u00a0<\/em><\/strong><\/p>\n<div style=\"width: 640px;\" class=\"wp-video\"><!--[if lt IE 9]><script>document.createElement('video');<\/script><![endif]-->\n<video class=\"wp-video-shortcode\" id=\"video-30380-1\" width=\"640\" height=\"360\" preload=\"metadata\" controls=\"controls\"><source type=\"video\/mp4\" src=\"https:\/\/www.stcusa.com\/wp-content\/uploads\/2024\/11\/Todd-Talks-FINRA-Firm-Element-CE-Part-One.mp4?_=1\" \/><a href=\"https:\/\/www.stcusa.com\/wp-content\/uploads\/2024\/11\/Todd-Talks-FINRA-Firm-Element-CE-Part-One.mp4\">https:\/\/www.stcusa.com\/wp-content\/uploads\/2024\/11\/Todd-Talks-FINRA-Firm-Element-CE-Part-One.mp4<\/a><\/video><\/div>\n<p>&nbsp;<\/p>\n<p>In this edition of <em>Todd Talks<\/em>, Todd Rosenfeld, Chief Learning Officer at STC, shares actionable best practices for implementing and managing <a href=\"https:\/\/www.stcusa.com\/securities\/continuing-education\/\">FINRA Firm Element Continuing Education<\/a> programs. Whether you&#8217;re in compliance, training, or senior management, these insights are designed to help you optimize your CE strategy.<\/p>\n<div class=\"group\/conversation-turn relative flex w-full min-w-0 flex-col agent-turn\">\n<div class=\"flex-col gap-1 md:gap-3\">\n<div class=\"flex max-w-full flex-col flex-grow\">\n<div class=\"min-h-8 text-message flex w-full flex-col items-end gap-2 whitespace-normal break-words text-start [.text-message+&amp;]:mt-5\" dir=\"auto\" data-message-author-role=\"assistant\" data-message-id=\"244b8501-d73d-4316-8d16-e9838ff2a1f2\" data-message-model-slug=\"gpt-4o\">\n<div class=\"flex w-full flex-col gap-1 empty:hidden first:pt-[3px]\">\n<div class=\"markdown prose w-full break-words dark:prose-invert dark\">\n<h3><strong>Key Takeaways:<\/strong><\/h3>\n<ul>\n<li><strong>Incorporate into WSPs:<\/strong> Include <a href=\"https:\/\/www.stcusa.com\/resource-center\/career\/firm-element-faq\/\">Firm Element CE<\/a> in your Written Supervisory Procedures with clear accountability.<\/li>\n<li><strong>Assign Responsibility:<\/strong> Appoint compliance or training staff to manage CE and involve senior management as needed.<\/li>\n<li><strong>Target Training:<\/strong> Tailor CE to firm-specific activities and include essentials like off-channel communication policies.<\/li>\n<li><strong>Document Thoroughly:<\/strong> Ensure all training is well-documented to meet compliance standards.<\/li>\n<li><strong>Optimize Vendors and LMS:<\/strong> Keep training updated (e.g., T+1 rules), integrate STC\u2019s SCORM-compliant courses, and customize with your firm&#8217;s policies.<\/li>\n<\/ul>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<p>Ready to enhance your <a href=\"https:\/\/www.stcusa.com\/securities\/continuing-education\/\">Firm Element CE?<\/a> Contact your STC Account Representative or Customer Success Manager for more details. Together, we\u2019ll build a training program that aligns with your firm&#8217;s unique goals and ensures compliance.<\/p>\n<h3><a href=\"https:\/\/www.stcusa.com\/wp-content\/uploads\/2024\/07\/CE-Course-Catalog-v15.pdf\"><strong>View Catalog<\/strong><\/a><strong> | <a href=\"https:\/\/www.stcusa.com\/corporate-solutions\/\">Contact Us<\/a><\/strong><\/h3>\n","protected":false},"excerpt":{"rendered":"<p>Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Firm Element CE.\u00a0 &nbsp; In this edition of Todd Talks, Todd Rosenfeld, Chief Learning Officer at STC, shares actionable best practices for implementing and managing FINRA Firm Element Continuing Education programs. Whether you&#8217;re in compliance, training, or senior management, these insights are designed to help you [&hellip;]<\/p>\n","protected":false},"author":59,"featured_media":29122,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[98,2390,2388,2721,2705],"tags":[1614,2522,2587,2603,2706],"class_list":["post-30380","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-career","category-tools","category-news-updates","category-podcast","category-todd-talks","tag-featured","tag-registered-investment-advisor","tag-securities","tag-todd-rosenfeld","tag-todd-talks"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v23.9 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Firm Element CE Explained Part Two | STC<\/title>\n<meta name=\"description\" content=\"Optimize your FIRNA Firm Element CE program with tailored training, best practices, and SCORM-compliant solutions to ensure compliance and effectiveness.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.stcusa.com\/resource-center\/news-updates\/todd-talks\/finra-firm-element-ce-part-two\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"FINRA Firm Element CE Explained Part Two\" \/>\n<meta property=\"og:description\" content=\"Optimize your FIRNA Firm Element CE program with tailored training, best practices, and SCORM-compliant solutions to ensure compliance and effectiveness.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.stcusa.com\/resource-center\/news-updates\/todd-talks\/finra-firm-element-ce-part-two\/\" \/>\n<meta property=\"og:site_name\" content=\"Securities Training Corporation\" \/>\n<meta property=\"article:publisher\" content=\"https:\/\/www.facebook.com\/stcusa\/\" \/>\n<meta property=\"article:published_time\" content=\"2024-12-10T14:22:30+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2024-12-10T16:13:58+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.stcusa.com\/wp-content\/uploads\/2023\/04\/TT-STC-pass-guarantee-scaled.jpeg\" \/>\n\t<meta property=\"og:image:width\" content=\"1600\" \/>\n\t<meta property=\"og:image:height\" content=\"1067\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"STC USA\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Todd Talk: 2024 Settlement Update - 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