{"id":27331,"date":"2020-10-19T20:03:38","date_gmt":"2020-10-19T20:03:38","guid":{"rendered":"https:\/\/www.stcusa.com\/?page_id=27331"},"modified":"2024-04-11T15:29:35","modified_gmt":"2024-04-11T15:29:35","slug":"sie-license-requirements","status":"publish","type":"page","link":"https:\/\/www.stcusa.com\/securities\/licensing\/sie-license-requirements\/","title":{"rendered":"SIE License"},"content":{"rendered":"<p>[vc_row content_placement=&#8221;top&#8221; css=&#8221;.vc_custom_1590780929919{margin-right: 10% !important;margin-bottom: 0px !important;margin-left: 10% !important;padding-bottom: 0px !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column css=&#8221;.vc_custom_1585623346716{margin-bottom: 0px !important;padding-bottom: 0px !important;}&#8221;]<section class=\"multi-column-section no-color\"><div class=\"multi-column-section-content\"><div class=\"columns-container\"><div class=\"single-column-container content-aligned-left border-none\"><header class=\"module-heading\"><h1 class=\"section-title  no-color\">How to Pass Your SIE Exam and Take Your Career to the Next Level.<\/h1><\/header>\n<div class=\"column-content\">\n<h2>SIE Exam Requirements:<\/h2>\n<ol id=\"Steps\" class=\"normal\" style=\"list-style-type: none\">\n<li class=\"normal\"><strong>1. Firm Sponsorship is NOT required<\/strong>\n<ul class=\"normal\">\n<li class=\"normal\"><span class=\"s2\"> To take the Securities Industry Essentials (SIE) Exam, you must: <\/span>\n<ul class=\"normal\">\n<li class=\"normal\"><span class=\"s2\">\u2014 Be 18 years of age<\/span><\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<\/li>\n<li class=\"normal\"><strong>2. Study for Your SIE Exam <\/strong>\n<ul class=\"normal\">\n<li class=\"normal\"><span class=\"s2\">By choosing STC as your exam prep provider, you gain access to print and online study manuals, online practice exams, the instructor hotline, and more.<\/span><\/li>\n<\/ul>\n<\/li>\n<li class=\"normal\"><strong>3. <\/strong><span class=\"s2\"><b>Complete Your TESS Filing<\/b><\/span>\n<ul class=\"normal\">\n<li class=\"normal\"><span class=\"s2\">To take the exam, you must utilize the Test Enrollment Services System (TESS) to file an exam request with FINRA.<\/span><\/li>\n<li class=\"normal\"><span class=\"s2\">FINRA will then send enrollment instructions and provide a 120-day window to schedule your exam.<\/span><\/li>\n<\/ul>\n<\/li>\n<li class=\"normal\"><strong>4. <\/strong><span class=\"s2\"><b>Schedule Your Exam<\/b><\/span>\n<ul class=\"normal\">\n<li class=\"normal\"><span class=\"s2\">You can schedule to take the exam by contacting the Prometric Testing Center at <a href=\"http:\/\/www.prometric.com\/test-takers\/search\/1finra\"><span class=\"s3\">www.prometric.com\/test-takers\/search\/1finra<\/span><\/a> or through their Contact Center at (800)578-6273.<\/span><\/li>\n<\/ul>\n<\/li>\n<li class=\"normal\"><strong>5. <\/strong><b><\/b><span class=\"s2\"><b>Pass the SIE Exam<\/b><\/span>\n<ul class=\"normal\">\n<li class=\"normal\"><span class=\"s2\">After your exam, you\u2019ll receive either a printed copy of your score (if testing onsite) or an email confirmation (if testing remotely).<\/span><\/li>\n<li class=\"normal\"><span class=\"s2\">The SIE Exam is the corequisite to obtaining a securities license (e.g., Series 6 or Series 7).<\/span><\/li>\n<\/ul>\n<\/li>\n<\/ol>\n<div class=\"section-content col-12\"><\/div>\n<\/div>\n\t\t<a href=\"https:\/\/www.stcusa.com\/securities\/licensing\/us\/sie\/\" class=\"button ghost color-stc-purple \"><span class=\"button-text\">Purchase Exam Prep<\/span><\/a>\n\t[vc_column_text]<\/p>\n<p>[\/vc_column_text]<\/div><div class=\"single-column-container border-none\">\n<div class=\"column-content\">\n<p style=\"text-align: left;padding-left: 80px\">Get your SIE Exam with STC:<\/p>\n<p><video class=\"wp-video\" src=\"https:\/\/www.stcusa.com\/wp-content\/uploads\/2020\/05\/STC-Is-All-About-Pass-Rates-and-Student-Success.mp4\" controls=\"controls\" width=\"500\" height=\"auto\"><\/video><\/p>\n<p style=\"padding-left: 80px;text-align: left\">Over 1,500,000 people have used STC to pass their securities licensing exams. With more than 50 years of experience, STC\u2019s pass rate on the SIE Exam is higher than the national average.<\/p>\n<\/div>\n[vc_btn title=&#8221;PURCHASE EXAM PREP&#8221; style=&#8221;custom&#8221; custom_background=&#8221;#263273&#8243; custom_text=&#8221;#ffffff&#8221; shape=&#8221;square&#8221; link=&#8221;url:https%3A%2F%2Fwww.stcusa.com%2Fsecurities%2Flicensing%2Fus%2Fsie%2F||target:%20_blank|&#8221; el_class=&#8221;button button-text&#8221;][vc_empty_space height=&#8221;65%&#8221;]<\/div><\/div><!-- .columns-container --><\/div>\n    <script>\n    jQuery(window).load(function() {\n        var maxHeight = -1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.pro-p').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\t}\n\n   jQuery('.narrowcardH').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.narrowcardH').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\n\n\n\n   });\n\n\n    <\/script><\/section>[\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1585623399568{margin-top: 0px !important;margin-right: 10% !important;margin-left: 10% !important;padding-top: 0px !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; el_id=&#8221;howlong&#8221;][\/vc_row][vc_column css=&#8221;.vc_custom_1585623380689{margin-top: 0px !important;padding-top: 0px !important;}&#8221;][\/vc_column]<section class=\"multi-column-section no-color\"><div class=\"multi-column-section-content\"><div class=\"columns-container\"><\/div><!-- .columns-container --><\/div>\n    <script>\n    jQuery(window).load(function() {\n        var maxHeight = -1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.pro-p').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\t}\n\n   jQuery('.narrowcardH').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.narrowcardH').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\n\n\n\n   });\n\n\n    <\/script><\/section><div class=\"single-column-container content-aligned-left border-none\"><\/div>[vc_row][vc_column][\/vc_column][\/vc_row]<\/p>\n","protected":false},"excerpt":{"rendered":"<p>[vc_row content_placement=&#8221;top&#8221; css=&#8221;.vc_custom_1590780929919{margin-right: 10% !important;margin-bottom: 0px !important;margin-left: 10% !important;padding-bottom: 0px !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column css=&#8221;.vc_custom_1585623346716{margin-bottom: 0px !important;padding-bottom: 0px !important;}&#8221;][\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1585623399568{margin-top: 0px !important;margin-right: 10% !important;margin-left: 10% !important;padding-top: 0px !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; el_id=&#8221;howlong&#8221;][\/vc_row][vc_column css=&#8221;.vc_custom_1585623380689{margin-top: 0px !important;padding-top: 0px !important;}&#8221;][\/vc_column][vc_row][vc_column][\/vc_column][\/vc_row]<\/p>\n","protected":false},"author":68,"featured_media":0,"parent":29587,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-27331","page","type-page","status-publish","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v23.9 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>SIE License Requirements - How to Get Your SIE License<\/title>\n<meta name=\"description\" content=\"Securities Training Corporation has trained over a million experts in the financial industry since 1969. 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