{"id":27258,"date":"2020-10-15T18:25:26","date_gmt":"2020-10-15T18:25:26","guid":{"rendered":"https:\/\/www.stcusa.com\/?page_id=27258"},"modified":"2024-11-05T20:02:27","modified_gmt":"2024-11-05T20:02:27","slug":"series-3-license-requirements","status":"publish","type":"page","link":"https:\/\/www.stcusa.com\/securities\/licensing\/series-3-license-requirements\/","title":{"rendered":"Series 3 License"},"content":{"rendered":"<p>[vc_row content_placement=&#8221;top&#8221; css=&#8221;.vc_custom_1590780929919{margin-right: 10% !important;margin-bottom: 0px !important;margin-left: 10% !important;padding-bottom: 0px !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column css=&#8221;.vc_custom_1585623346716{margin-bottom: 0px !important;padding-bottom: 0px !important;}&#8221;]<section class=\"multi-column-section no-color\"><div class=\"multi-column-section-content\"><div class=\"columns-container\"><div class=\"single-column-container content-aligned-left border-none\"><header class=\"module-heading\"><h1 class=\"section-title  no-color\">Series 3 Securities License Exam Prep &amp; Requirements<\/h1><\/header>\n<div class=\"column-content\">\n<h2>Series 3 Requirements<\/h2>\n<ol id=\"Steps\" class=\"normal\" style=\"list-style-type: none\">\n<li class=\"normal\"><strong>1. Firm Sponsorship is NOT required <\/strong>\n<ul class=\"normal\">\n<li class=\"normal\"><span class=\"s2\">To take the Series 3 Exam, you must:<\/span>\n<ul class=\"normal\">\n<li class=\"normal\"><span class=\"s2\">\u2014 Be 18 years of age<\/span><\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<\/li>\n<li class=\"normal\"><strong>2. Study for Your Series 3 License <\/strong>\n<ul class=\"normal\">\n<li class=\"normal\"><span class=\"s2\">By choosing STC as your exam prep provider, you gain access to print and online study manuals, online practice exams, the instructor hotline, and more.<\/span><\/li>\n<\/ul>\n<\/li>\n<li class=\"normal\"><strong>3. <\/strong><b><\/b><span class=\"s2\"><b>Complete Your TESS Filing or Form U4<\/b><\/span>\n<ul class=\"normal\">\n<li class=\"normal\"><span class=\"s2\">If you\u2019re taking the exam independently, you must utilize the Test Enrollment Services System (TESS), which is similar to the former Form U10, to file an exam request with FINRA.<\/span><\/li>\n<li class=\"normal\"><span class=\"s2\">If you\u2019re sponsored by a firm, your sponsoring firm will send your completed Form U4 to FINRA.<\/span><\/li>\n<li class=\"normal\"><span class=\"s2\">FINRA will then send enrollment instructions and provide a 120-day window to schedule your exam.<\/span><\/li>\n<\/ul>\n<\/li>\n<li class=\"normal\"><strong>4. <\/strong><b><\/b><span class=\"s2\"><b>Schedule Your Exam<\/b><\/span>\n<ul class=\"normal\">\n<li class=\"normal\"><span class=\"s2\">You can schedule to take the exam by contacting the Prometric Testing Center at <a href=\"http:\/\/www.prometric.com\/test-takers\/search\/1finra\"><span class=\"s3\">www.prometric.com\/test-takers\/search\/1finra<\/span><\/a> or through their Contact Center at (800)578-6273.<\/span><\/li>\n<\/ul>\n<\/li>\n<li class=\"normal\"><strong>5. <\/strong><b><\/b><span class=\"s2\"><b>Pass the Series 3<\/b><\/span>\n<ul class=\"normal\">\n<li class=\"normal\"><span class=\"s2\">After your exam, you\u2019ll receive a printed copy of your score.<\/span><\/li>\n<li class=\"normal\"><span class=\"s2\">To obtain your Series 3 License, there are no corequisite exams that must be passed.<\/span><\/li>\n<\/ul>\n<\/li>\n<\/ol>\n<div class=\"section-content col-12\"><\/div>\n<\/div>\n\t\t<a href=\"https:\/\/www.stcusa.com\/securities\/licensing\/us\/series-3\/\" class=\"button ghost color-stc-purple \"><span class=\"button-text\">Purchase Exam Prep<\/span><\/a>\n\t[vc_column_text]<\/p>\n<p>[\/vc_column_text]<\/div><div class=\"single-column-container border-none\">\n<div class=\"column-content\">\n<p style=\"text-align: left;padding-left: 80px\">Get your Series 3 License with STC:<\/p>\n<p><video class=\"wp-video\" src=\"https:\/\/www.stcusa.com\/wp-content\/uploads\/2020\/05\/STC-Is-All-About-Pass-Rates-and-Student-Success.mp4\" controls=\"controls\" width=\"500\" height=\"auto\"><\/video><\/p>\n<p style=\"padding-left: 80px;text-align: left\">Over 1,500,000 people have used STC to pass their securities licensing exams. With more than 50 years of experience, STC\u2019s pass rate on the Series 3 Licensing Exam is higher than the national average.<\/p>\n<\/div>\n[vc_btn title=&#8221;PURCHASE EXAM PREP&#8221; style=&#8221;custom&#8221; custom_background=&#8221;#263273&#8243; custom_text=&#8221;#ffffff&#8221; shape=&#8221;square&#8221; link=&#8221;url:https%3A%2F%2Fwww.stcusa.com%2Fsecurities%2Flicensing%2Fus%2Fseries-3%2F||target:%20_blank|&#8221; el_class=&#8221;button button-text&#8221;][vc_empty_space height=&#8221;65%&#8221;]<\/div><\/div><!-- .columns-container --><\/div>\n    <script>\n    jQuery(window).load(function() {\n        var maxHeight = -1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.pro-p').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\t}\n\n   jQuery('.narrowcardH').each(function() {\n     maxHeight = maxHeight > 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