{"id":26152,"date":"2020-05-18T06:14:58","date_gmt":"2020-05-18T06:14:58","guid":{"rendered":"https:\/\/www.stcusa.com\/?page_id=26152"},"modified":"2024-11-05T20:12:21","modified_gmt":"2024-11-05T20:12:21","slug":"series-7-license-requirements","status":"publish","type":"page","link":"https:\/\/www.stcusa.com\/securities\/licensing\/series-7-license-requirements\/","title":{"rendered":"Series 7 License"},"content":{"rendered":"<p>[vc_row content_placement=&#8221;top&#8221; css=&#8221;.vc_custom_1697637766634{margin-top: 30px !important;margin-bottom: 0px !important;padding-bottom: 0px !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; el_id=&#8221;section1&#8243;][vc_column width=&#8221;2\/3&#8243; css=&#8221;.vc_custom_1697646821318{margin-bottom: 0px !important;padding-bottom: 0px !important;}&#8221; el_id=&#8221;left&#8221; el_class=&#8221;mobile&#8221;]<section class=\"multi-column-section no-color\"><div class=\"multi-column-section-content\"><div class=\"columns-container\"><div class=\"single-column-container content-aligned-left border-none\"><header class=\"module-heading\"><h1 class=\"section-title  color-stc-purple\">Series 7 Securities License Exam Prep &amp; Requirements<\/h1><\/header>\n<div class=\"column-content\">\n<h2 style=\"color: #000;font-weight: 700!important;font-size: 30px;text-align: left!important\">Requirements for the Series 7 License<\/h2>\n<ol id=\"Steps\" style=\"list-style-type: none;text-align: left!important\">\n<li class=\"normal\"><strong>Step 1:<\/strong> Prepare for the Series 7 license with STC exam prep.<br \/>\n<a class=\"button ghost color-stc-purple \" href=\"\/securities\/licensing\/us\/series-7\/\"><span class=\"button-text\">Shop Series 7 Exam Prep<\/span><\/a><\/li>\n<li class=\"normal\"><strong>Step 2:<\/strong> You must be age 18 or older to sit for the Series 7 exam<\/li>\n<li><\/li>\n<li class=\"normal pad\"><strong>Step 3:<\/strong> Find a member firm to sponsor you<\/li>\n<li class=\"normal pad\">To take the Series 7 exam, you must be associated with and sponsored by a member firm.<\/li>\n<li><\/li>\n<li class=\"normal\"><strong>Step 4:<\/strong> Enroll in your FINRA Series 7 exam<\/li>\n<li class=\"normal pad\">Upon receipt of candidate eligibility information from your sponsoring organization, <a href=\"https:\/\/www.finra.org\/registration-exams-ce\/qualification-exams\" target=\"_blank\" rel=\"noopener\">FINRA<\/a> will email you enrollment instructions.<\/li>\n<li class=\"normal pad\">After you enroll, you will have a 120-day window to schedule your exam at a Prometric test center.<\/li>\n<li class=\"normal pad\">Learn more about enrollment on the <a class=\"link\" href=\"https:\/\/www.finra.org\/registration-exams-ce\/qualification-exams\" target=\"_blank\" rel=\"noopener\">FINRA<\/a> website.<\/li>\n<li><\/li>\n<li class=\"normal\"><strong>Step 5:<\/strong> Schedule your Series 7 exam<\/li>\n<li class=\"normal pad\">After you enroll to take the exam, you have 120 days to schedule and take the exam at a Prometric test center.<\/li>\n<li class=\"normal pad\">Schedule your exam on the <a class=\"link\" href=\"https:\/\/www.prometric.com\/test-takers\/search\/1finra\" target=\"_blank\" rel=\"noopener\">Prometric<\/a> website or call their <a class=\"link\" href=\"tel:800-578-6273\">Contact Center<\/a>.<\/li>\n<li class=\"normal pad\">Be sure to review your exam confirmation email for your exam-day details.<br \/>\nArrive 30 minutes before your scheduled exam.<\/li>\n<li class=\"normal pad\">Upon completion, you will receive a printed copy of your score report.<\/li>\n<li class=\"normal pad\">Schedule your exam on the Prometric website or call their Contact Center.<\/li>\n<li class=\"normal pad\">Be sure to review your exam confirmation email for your exam-day details.<\/li>\n<li class=\"normal pad\">Arrive 30 minutes before your scheduled exam.<\/li>\n<li class=\"normal pad\">Upon completion, you will receive a printed copy of your score report.<\/li>\n<li><\/li>\n<li class=\"normal\"><strong>Step 6:<\/strong> Pass your Series 7 exam &amp; get your Series 7 license<\/li>\n<li class=\"normal pad\">You must pass both the Securities Industry Essentials (SIE) exam and the Series 7 exam to obtain the General Securities Representative registration.<\/li>\n<li><a class=\"button ghost color-stc-purple \" href=\"\/securities\/licensing\/us\/series-7\/\"><span class=\"button-text\">Shop Series 7 Exam Prep<\/span><\/a><\/li>\n<li class=\"normal\"><\/li>\n<\/ol>\n<p>Securities Training Corporation has trained over a million experts in the financial industry since 1969. If you are ready to get your Series 7 license, our Series 7 program will help you pass with confidence.<\/p>\n<\/div>\n<\/div><\/div><!-- .columns-container --><\/div>\n    <script>\n    jQuery(window).load(function() {\n        var maxHeight = -1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.pro-p').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\t}\n\n   jQuery('.narrowcardH').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.narrowcardH').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\n\n\n\n   });\n\n\n    <\/script><\/section>[\/vc_column][vc_column width=&#8221;1\/3&#8243; css=&#8221;.vc_custom_1697645048854{margin-top: 0px !important;}&#8221;]<section class=\"multi-column-section no-color\"><div class=\"multi-column-section-content\"><div class=\"columns-container\"><div class=\"single-column-container border-none\"><\/div>[vc_raw_html]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[\/vc_raw_html]<\/div><!-- .columns-container --><\/div>\n    <script>\n    jQuery(window).load(function() {\n        var maxHeight = -1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? 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