{"id":21757,"date":"2018-01-17T00:15:33","date_gmt":"2018-01-17T00:15:33","guid":{"rendered":"http:\/\/panth.dev.stcusa.com\/?page_id=21757"},"modified":"2024-10-01T17:59:16","modified_gmt":"2024-10-01T17:59:16","slug":"career-changers","status":"publish","type":"page","link":"https:\/\/www.stcusa.com\/sie\/career-changers\/","title":{"rendered":"Career Changers"},"content":{"rendered":"<p>[vc_row el_class=&#8221;heroContainer&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column]<section class=\"hero-section image-as-background hero-large hide-branch\" style=\"background-image: url(https:\/\/www.stcusa.com\/wp-content\/uploads\/2018\/01\/Carreer_1.jpg);\"><div class=\"hero-content-container\">\n\n\t<h1 class=\"section-title color-white\">Securities Industry Essentials (SIE) Exam<\/h1>\n\t<h2 class=\"section-subtitle h1 color-white\">Career Changers and New Hires<\/h2>\n\t\t\t\t<a href=\"https:\/\/www.stcusa.com\/securities\/licensing\/us\/sie\/\" class=\"button ghost color-stc-aqua \"><span class=\"button-text\">Enroll Now<\/span><\/a>\n\t<\/div><span class=\"hero-bottom-tree\"><\/span><\/section><!-- .hero-section -->[\/vc_column][\/vc_row][vc_row el_class=&#8221;tabs&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column]<section class=\"content-tabs-module\"><ul class=\"content-tabs-header\"><li aria-controls=\"sie-home\"><a data-url=\"\/sie\/\" href=\"#tab-sie-home\"><span>SIE Home<\/span><\/a><\/li><li aria-controls=\"financial-institutions\"><a data-url=\"\/sie\/financial-institutions\" href=\"#tab-financial-institutions\"><span>Financial Institutions<\/span><\/a><\/li><li aria-controls=\"non-licensed-employees\"><a data-url=\"\/sie\/non-licensed-employees\" href=\"#tab-non-licensed-employees\"><span>Non-Licensed Employees<\/span><\/a><\/li><li class=\"active-tab ui-tabs-active\" aria-controls=\"career-changers\"><a data-url=\"\/sie\/career-changers\" href=\"#tab-career-changers\"><span>Career Changers<\/span><\/a><\/li><li aria-controls=\"colleges-universities\"><a data-url=\"\/sie\/colleges-universities\/\" href=\"#tab-colleges-universities\"><span>Colleges &amp; Universities<\/span><\/a><\/li><li aria-controls=\"sie-news\"><a data-url=\"\/sie\/sie-news\" href=\"#tab-sie-news\"><span>SIE News<\/span><\/a><\/li><li aria-controls=\"sie-faqs\"><a data-url=\"\/sie\/sie-faqs\" href=\"#tab-sie-faqs\"><span>SIE FAQs<\/span><\/a><\/li><\/ul><a href=\"#\" class=\"content-tabs-button button color-violet\"><span class=\"button-text\">Go<\/span><\/a><div id=\"tab-sie-home\" class=\"content-tabs-container \" ><\/div><div id=\"tab-financial-institutions\" class=\"content-tabs-container \" ><\/div><div id=\"tab-non-licensed-employees\" class=\"content-tabs-container \" ><\/div><div id=\"tab-career-changers\" class=\"content-tabs-container active\" ><\/div><div id=\"tab-colleges-universities\" class=\"content-tabs-container \" ><\/div><div id=\"tab-sie-news\" class=\"content-tabs-container \" ><\/div><div id=\"tab-sie-faqs\" class=\"content-tabs-container \" ><\/div><\/section>[\/vc_column][\/vc_row][vc_row el_class=&#8221;desc&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column offset=&#8221;vc_hidden-sm vc_hidden-xs&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  color-stc-aqua\">What is the Securities Industry Essentials (SIE) Exam? <\/h1><\/header>[vc_column_text]<strong>Have you thought about a career in financial services? FINRA is making it easier for you to enter the Financial Services workforce through the Securities Investment Essentials (SIE) Exam.\u00a0<\/strong>[\/vc_column_text][vc_column_text]To reduce the overlapping content among exams, the SIE Exam will cover the basic knowledge that can be found on current examinations including:[\/vc_column_text][vc_column_text el_class=&#8221;lists&#8221;]<\/p>\n<ul>\n<li>General Securities Representative (Series 7)<\/li>\n<li>Investment Company and Variable Insurance Sales Representatives (Series 6)<\/li>\n<li>Operations Professionals (Series 99)<\/li>\n<li>Security Traders (Series 57)<\/li>\n<li>Investment Bankers (Series 79)<\/li>\n<li>Research Analysts (Series 86\/87)<\/li>\n<li>Two new categories of Sales Representatives (Series 22 and 82)<\/li>\n<\/ul>\n<p>[\/vc_column_text][vc_column_text el_class=&#8221;mustard&#8221;]The SIE Exam will not qualify a person to perform any industry activities. Rather, the new exam will become a step to obtain other registrations that can only be achieved with a passing grade on a qualification exam. The SIE Exam can be taken without the sponsorship of a FINRA registered firm.[\/vc_column_text][vc_empty_space height=&#8221;21px&#8221;][\/vc_column][\/vc_row][vc_row el_class=&#8221;mobile-row&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column offset=&#8221;vc_hidden-lg vc_hidden-md&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  color-stc-aqua\">What is the Securities Industry Essentials (SIE) Exam? <\/h1><\/header>[vc_column_text css=&#8221;.vc_custom_1549296591553{margin-right: 20px !important;margin-left: 20px !important;}&#8221;]<strong>Have you thought about a career in financial services? FINRA is making it easier for you to enter the Financial Services workforce through the Securities Investment Essentials (SIE) Exam.\u00a0<\/strong>[\/vc_column_text][vc_column_text css=&#8221;.vc_custom_1549296598951{margin-right: 20px !important;margin-left: 20px !important;}&#8221;]To reduce the overlapping content among exams, the SIE Exam will cover the basic knowledge that can be found on current examinations including:[\/vc_column_text][vc_column_text el_class=&#8221;lists&#8221; css=&#8221;.vc_custom_1549296603538{margin-right: 20px !important;margin-left: 20px !important;}&#8221;]<\/p>\n<ul>\n<li>General Securities Representative (Series 7)<\/li>\n<li>Investment Company and Variable Insurance Sales Representatives (Series 6)<\/li>\n<li>Operations Professionals (Series 99)<\/li>\n<li>Security Traders (Series 57)<\/li>\n<li>Investment Bankers (Series 79)<\/li>\n<li>Research Analysts (Series 86\/87)<\/li>\n<li>Two new categories of Sales Representatives (Series 22 and 82)<\/li>\n<\/ul>\n<p>[\/vc_column_text][vc_column_text el_class=&#8221;mustard&#8221; css=&#8221;.vc_custom_1549296608335{margin-right: 20px !important;margin-left: 20px !important;}&#8221;]The SIE Exam will not qualify a person to perform any industry activities. Rather, the new exam will become a step to obtain other registrations that can only be achieved with a passing grade on a qualification exam. The SIE Exam can be taken without the sponsorship of a FINRA registered firm.<\/p>\n<p>This is a new exam that will be available October 1, 2018.[\/vc_column_text][vc_empty_space height=&#8221;21px&#8221;][\/vc_column][\/vc_row][vc_row][vc_column]<section class=\"multi-column-section no-color\"><div class=\"multi-column-section-content\"><div class=\"columns-container\"><div class=\"single-column-container\">[vc_column_text]<\/p>\n<div align=\"center\">\n<div style=\"width: 640px;\" class=\"wp-video\"><!--[if lt IE 9]><script>document.createElement('video');<\/script><![endif]-->\n<video class=\"wp-video-shortcode\" id=\"video-21757-1\" width=\"640\" height=\"365\" poster=\"\/wp-content\/uploads\/2018\/01\/icon-features@2x.png\" preload=\"metadata\" controls=\"controls\"><source type=\"video\/mp4\" src=\"\/wp-content\/uploads\/2018\/03\/Sie-Stc-031418-720P.mp4?_=1\" \/><a href=\"\/wp-content\/uploads\/2018\/03\/Sie-Stc-031418-720P.mp4\">\/wp-content\/uploads\/2018\/03\/Sie-Stc-031418-720P.mp4<\/a><\/video><\/div>\n<\/div>\n<p>[\/vc_column_text]<\/div><\/div><!-- .columns-container --><\/div>\n    <script>\n    jQuery(window).load(function() {\n        var maxHeight = -1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.pro-p').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\t}\n\n   jQuery('.narrowcardH').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.narrowcardH').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\n\n\n\n   });\n\n\n    <\/script><\/section>[\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1549989484893{margin-right: 20px !important;margin-left: 20px !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column]<header class=\"module-heading\"><h1 class=\"section-title  color-stc-aqua\">How Does Passing The SIE Advance Your Career?<\/h1><\/header>[vc_empty_space height=&#8221;12px&#8221;][\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1549989318000{margin-right: 15% !important;margin-left: 15% !important;border-top-width: 2px !important;border-right-width: 2px !important;border-bottom-width: 2px !important;border-left-width: 2px !important;background-color: #ebe6de !important;background-position: center !important;background-repeat: no-repeat !important;background-size: contain !important;border-left-color: #9d815a !important;border-right-color: #9d815a !important;border-top-color: #9d815a !important;border-bottom-color: #9d815a !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; el_class=&#8221;features desktop-features&#8221;][vc_column width=&#8221;1\/4&#8243; offset=&#8221;vc_hidden-sm vc_hidden-xs&#8221;][vc_empty_space height=&#8221;64px&#8221;][vc_single_image image=&#8221;21755&#8243; img_size=&#8221;176&#215;176&#8243; alignment=&#8221;center&#8221;][\/vc_column][vc_column width=&#8221;3\/4&#8243; offset=&#8221;vc_hidden-sm vc_hidden-xs&#8221;][vc_empty_space]<header class=\"module-heading\"><h1 class=\"section-title  color-black\">Benefits<\/h1><\/header>[vc_column_text]<\/p>\n<ul>\n<li><span style=\"color: #000000;\">Sets you apart from other job applicants (you can add this to your resume).<\/span><\/li>\n<li><span style=\"color: #000000;\">Demonstrates your industry knowledge.<\/span><\/li>\n<li><span style=\"color: #000000;\">Shows firms you are serious about a career in Financial Services.<\/span><\/li>\n<li><span style=\"color: #000000;\">Proves to firms that you can pass a securities exam (firms like to hire candidates who they predict will be successful).<\/span><\/li>\n<\/ul>\n<p>[\/vc_column_text][vc_empty_space][\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1549989529102{margin-right: 5px !important;margin-left: 5px !important;border-top-width: 2px !important;border-right-width: 2px !important;border-bottom-width: 2px !important;border-left-width: 2px !important;background-color: #ebe6de !important;background-position: center !important;background-repeat: no-repeat !important;background-size: contain !important;border-left-color: #9d815a !important;border-right-color: #9d815a !important;border-top-color: #9d815a !important;border-bottom-color: #9d815a !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; el_class=&#8221;features mobile-row&#8221;][vc_column offset=&#8221;vc_hidden-lg vc_hidden-md&#8221;][vc_single_image image=&#8221;21755&#8243; img_size=&#8221;176&#215;176&#8243; alignment=&#8221;center&#8221; css=&#8221;.vc_custom_1549989405700{margin-top: 20px !important;}&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  color-black\">Benefits<\/h1><\/header>[vc_column_text]<\/p>\n<ul>\n<li><span style=\"color: #000000;\">Sets you apart from other job applicants (you can add this to your resume).<\/span><\/li>\n<li><span style=\"color: #000000;\">Demonstrates your industry knowledge.<\/span><\/li>\n<li><span style=\"color: #000000;\">Shows firms you are serious about a career in Financial Services.<\/span><\/li>\n<li><span style=\"color: #000000;\">Proves to firms that you can pass a securities exam (firms like to hire candidates who they predict will be successful).<\/span><\/li>\n<\/ul>\n<p>[\/vc_column_text][\/vc_column][\/vc_row][vc_row][vc_column offset=&#8221;vc_hidden-sm vc_hidden-xs&#8221;][vc_empty_space height=&#8221;100px&#8221;][\/vc_column][\/vc_row][vc_row][vc_column offset=&#8221;vc_hidden-lg vc_hidden-md&#8221;][vc_empty_space height=&#8221;50px&#8221;][\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1549989621172{margin-right: 15% !important;margin-left: 15% !important;border-top-width: 2px !important;border-right-width: 2px !important;border-bottom-width: 2px !important;border-left-width: 2px !important;background-color: #ecf6f7 !important;background-position: center !important;background-repeat: no-repeat !important;background-size: contain !important;border-left-color: #46aab4 !important;border-right-color: #46aab4 !important;border-top-color: #46aab4 !important;border-bottom-color: #46aab4 !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; el_class=&#8221;features desktop-features&#8221;][vc_column width=&#8221;1\/4&#8243; offset=&#8221;vc_hidden-sm vc_hidden-xs&#8221;][vc_empty_space height=&#8221;64px&#8221;][vc_single_image image=&#8221;21753&#8243; img_size=&#8221;176&#215;176&#8243; alignment=&#8221;center&#8221;][\/vc_column][vc_column width=&#8221;3\/4&#8243; offset=&#8221;vc_hidden-sm vc_hidden-xs&#8221;][vc_empty_space]<header class=\"module-heading\"><h1 class=\"section-title  no-color\">Features<\/h1><\/header>[vc_column_text]<\/p>\n<ul>\n<li>The new format allows you to take the exam without sponsorship of a FINRAregistered company.<\/li>\n<li>A passing score on the exam is good for four years.<\/li>\n<li>Once employed by a FINRA member firm, you will be eligible to sit for any of the registered representative qualification exams.<\/li>\n<\/ul>\n<p>[\/vc_column_text][vc_empty_space][\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1549989674721{margin-right: 5px !important;margin-left: 5px !important;border-top-width: 2px !important;border-right-width: 2px !important;border-bottom-width: 2px !important;border-left-width: 2px !important;background-color: #ecf6f7 !important;background-position: center !important;background-repeat: no-repeat !important;background-size: contain !important;border-left-color: #46aab4 !important;border-right-color: #46aab4 !important;border-top-color: #46aab4 !important;border-bottom-color: #46aab4 !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; el_class=&#8221;features mobile-row&#8221;][vc_column offset=&#8221;vc_hidden-lg vc_hidden-md&#8221;][vc_single_image image=&#8221;21753&#8243; img_size=&#8221;176&#215;176&#8243; alignment=&#8221;center&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  no-color\">Features<\/h1><\/header>[vc_column_text]<\/p>\n<ul>\n<li>The new format allows you to take the exam without sponsorship of a FINRAregistered company.<\/li>\n<li>A passing score on the exam is good for four years.<\/li>\n<li>Once employed by a FINRA member firm, you will be eligible to sit for any of the registered representative qualification exams.<\/li>\n<\/ul>\n<p>[\/vc_column_text][\/vc_column][\/vc_row][vc_row el_class=&#8221;recent-news&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; css=&#8221;.vc_custom_1536536570248{margin-top: 0px !important;padding-top: 0px !important;}&#8221;][vc_column]<section class=\"multi-column-section color-white\"><div class=\"multi-column-section-content\"><div class=\"columns-container\">\t\t<a href=\"https:\/\/www.stcusa.com\/securities\/licensing\/us\/sie\/\" class=\"button ghost color-stc-aqua \"><span class=\"button-text\">ENROLL NOW<\/span><\/a>\n\t<\/div><!-- .columns-container --><\/div>\n    <script>\n    jQuery(window).load(function() {\n        var maxHeight = -1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.pro-p').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\t}\n\n   jQuery('.narrowcardH').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.narrowcardH').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\n\n\n\n   });\n\n\n    <\/script><\/section>[vc_empty_space height=&#8221;15px&#8221;][\/vc_column][\/vc_row]<\/p>\n","protected":false},"excerpt":{"rendered":"<p>[vc_row el_class=&#8221;heroContainer&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column][\/vc_column][\/vc_row][vc_row el_class=&#8221;tabs&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column][\/vc_column][\/vc_row][vc_row el_class=&#8221;desc&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column offset=&#8221;vc_hidden-sm vc_hidden-xs&#8221;][vc_column_text]Have you thought about a career in financial services? FINRA is making it easier for you to enter the Financial Services workforce through the Securities Investment Essentials (SIE) Exam.\u00a0[\/vc_column_text][vc_column_text]To reduce the overlapping content among exams, the SIE Exam will cover the basic knowledge that [&hellip;]<\/p>\n","protected":false},"author":59,"featured_media":0,"parent":30123,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-21757","page","type-page","status-publish","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v23.9 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Career Changers | STC<\/title>\n<meta name=\"description\" content=\"Have you thought about a career in financial services? FINRA is making it easier for you to enter the Financial Services workforce through the Securities\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.stcusa.com\/sie\/career-changers\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Career Changers | STC\" \/>\n<meta property=\"og:description\" content=\"Have you thought about a career in financial services? 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