{"id":21747,"date":"2018-01-16T23:21:13","date_gmt":"2018-01-16T23:21:13","guid":{"rendered":"http:\/\/panth.dev.stcusa.com\/?page_id=21747"},"modified":"2024-10-01T18:02:54","modified_gmt":"2024-10-01T18:02:54","slug":"non-licensed-employees","status":"publish","type":"page","link":"https:\/\/www.stcusa.com\/sie\/non-licensed-employees\/","title":{"rendered":"Non-Licensed Employees"},"content":{"rendered":"<p>[vc_row el_class=&#8221;heroContainer&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column]<section class=\"hero-section image-as-background hero-large hide-branch\" style=\"background-image: url(https:\/\/www.stcusa.com\/wp-content\/uploads\/2018\/01\/SIE_Employees_1440x519.jpg);\"><div class=\"hero-content-container\">\n\n\t<h1 class=\"section-title color-white\">Securities Industry Essentials (SIE) Exam<\/h1>\n\t<h2 class=\"section-subtitle h1 color-white\">Non-licensed Employees of Financial Institutions<\/h2>\n\t\t\t\t<a href=\"https:\/\/www.stcusa.com\/securities\/licensing\/us\/sie\/\" class=\"button ghost color-stc-aqua \"><span class=\"button-text\">Enroll Now<\/span><\/a>\n\t<\/div><span class=\"hero-bottom-tree\"><\/span><\/section><!-- .hero-section -->[\/vc_column][\/vc_row][vc_row el_class=&#8221;tabs&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column]<section class=\"content-tabs-module\"><ul class=\"content-tabs-header\"><li aria-controls=\"sie-home\"><a data-url=\"\/sie\/\" href=\"#tab-sie-home\"><span>SIE Home<\/span><\/a><\/li><li aria-controls=\"financial-institutions\"><a data-url=\"\/sie\/financial-institutions\" href=\"#tab-financial-institutions\"><span>Financial Institutions<\/span><\/a><\/li><li class=\"active-tab ui-tabs-active\" aria-controls=\"non-licensed-employees\"><a data-url=\"\/sie\/non-licensed-employees\" href=\"#tab-non-licensed-employees\"><span>Non-Licensed Employees<\/span><\/a><\/li><li aria-controls=\"career-changers\"><a data-url=\"\/sie\/career-changers\" href=\"#tab-career-changers\"><span>Career Changers<\/span><\/a><\/li><li aria-controls=\"colleges-universities\"><a data-url=\"\/sie\/colleges-universities\/\" href=\"#tab-colleges-universities\"><span>Colleges &amp; Universities<\/span><\/a><\/li><li aria-controls=\"sie-news\"><a data-url=\"\/sie\/sie-news\" href=\"#tab-sie-news\"><span>SIE News<\/span><\/a><\/li><li aria-controls=\"sie-faqs\"><a data-url=\"\/sie\/sie-faqs\" href=\"#tab-sie-faqs\"><span>SIE FAQs<\/span><\/a><\/li><\/ul><a href=\"#\" class=\"content-tabs-button button color-violet\"><span class=\"button-text\">Go<\/span><\/a><div id=\"tab-sie-home\" class=\"content-tabs-container \" ><\/div><div id=\"tab-financial-institutions\" class=\"content-tabs-container \" ><\/div><div id=\"tab-non-licensed-employees\" class=\"content-tabs-container active\" ><\/div><div id=\"tab-career-changers\" class=\"content-tabs-container \" ><\/div><div id=\"tab-colleges-universities\" class=\"content-tabs-container \" ><\/div><div id=\"tab-sie-news\" class=\"content-tabs-container \" ><\/div><div id=\"tab-sie-faqs\" class=\"content-tabs-container \" ><\/div><\/section>[\/vc_column][\/vc_row][vc_row el_class=&#8221;desc&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column offset=&#8221;vc_hidden-sm vc_hidden-xs&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  color-stc-aqua\">What is the Securities Industry Essentials (SIE) Exam?<\/h1><\/header>[vc_column_text]<strong>To reduce the overlapping content among exams, the SIE Exam will cover the basic knowledge that can be found on current examinations including:<\/strong>[\/vc_column_text][vc_column_text el_class=&#8221;lists&#8221;]<\/p>\n<ul>\n<li>Industry structure and function<\/li>\n<li>Regulatory agencies<\/li>\n<li>Basic economics<\/li>\n<li>Basic product knowledge<\/li>\n<li>Prohibited practices<\/li>\n<li>Professional conduct<\/li>\n<\/ul>\n<p>[\/vc_column_text][\/vc_column][\/vc_row][vc_row el_class=&#8221;mobile-row&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column offset=&#8221;vc_hidden-lg vc_hidden-md&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  color-stc-aqua\">What is the Securities Industry Essentials (SIE) Exam?<\/h1><\/header>[vc_column_text css=&#8221;.vc_custom_1549295905590{margin-right: 20px !important;margin-left: 20px !important;}&#8221;]<strong>To reduce the overlapping content among exams, the SIE Exam will cover the basic knowledge that can be found on current examinations including:<\/strong>[\/vc_column_text][vc_column_text el_class=&#8221;lists&#8221; css=&#8221;.vc_custom_1549295911940{margin-right: 20px !important;margin-left: 20px !important;}&#8221;]<\/p>\n<ul>\n<li>Industry structure and function<\/li>\n<li>Regulatory agencies<\/li>\n<li>Basic economics<\/li>\n<li>Basic product knowledge<\/li>\n<li>Prohibited practices<\/li>\n<li>Professional conduct<\/li>\n<\/ul>\n<p>[\/vc_column_text][\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1537223358884{margin-bottom: 0px !important;padding-bottom: 0px !important;background-color: #ffffff !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; el_class=&#8221;items&#8221;][vc_column css=&#8221;.vc_custom_1549295966845{margin-bottom: 0px !important;padding-bottom: 0px !important;}&#8221; offset=&#8221;vc_hidden-sm vc_hidden-xs&#8221;][vc_empty_space height=&#8221;35px&#8221;]<section class=\"multi-column-section no-color\"><div class=\"multi-column-section-content\"><div class=\"columns-container\"><div class=\"single-column-container border-none\">[vc_single_image image=&#8221;22056&#8243; img_size=&#8221;350&#215;350&#8243; alignment=&#8221;center&#8221;]<\/div><div class=\"single-column-container border-none\">[vc_column_text]<\/p>\n<p style=\"text-align: left;\">The SIE exam will serve as a precursor to taking qualifying exams in candidates\u2019 desired area of expertise. A combination of the SIE exam and the additional test will be the equivalent to securities exams currently being offered.<\/p>\n<p>[\/vc_column_text]<\/div><\/div><!-- .columns-container --><\/div>\n    <script>\n    jQuery(window).load(function() {\n        var maxHeight = -1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.pro-p').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\t}\n\n   jQuery('.narrowcardH').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.narrowcardH').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\n\n\n\n   });\n\n\n    <\/script><\/section>[\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1549295982412{margin-bottom: 0px !important;padding-bottom: 0px !important;background-color: #ffffff !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; el_class=&#8221;mobile-row&#8221;][vc_column css=&#8221;.vc_custom_1549295973634{margin-bottom: 0px !important;padding-bottom: 0px !important;}&#8221; offset=&#8221;vc_hidden-lg vc_hidden-md&#8221;][vc_empty_space height=&#8221;35px&#8221;][vc_single_image image=&#8221;22056&#8243; img_size=&#8221;350&#215;350&#8243; alignment=&#8221;center&#8221; css=&#8221;.vc_custom_1549296043815{margin-right: 10px !important;margin-left: 10px !important;}&#8221;][vc_column_text css=&#8221;.vc_custom_1549296050505{margin-right: 20px !important;margin-left: 20px !important;}&#8221;]<\/p>\n<p style=\"text-align: left;\">The SIE exam will serve as a precursor to taking qualifying exams in candidates\u2019 desired area of expertise. A combination of the SIE exam and the additional test will be the equivalent to securities exams currently being offered.<\/p>\n<p>[\/vc_column_text][\/vc_column][\/vc_row][vc_row bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column el_class=&#8221;specialp&#8221; css=&#8221;.vc_custom_1536535866807{margin-top: 0px !important;margin-bottom: 0px !important;padding-top: 0px !important;padding-bottom: 0px !important;}&#8221;]<section class=\"multi-column-section color-white\"><div class=\"multi-column-section-content\"><div class=\"columns-container\"><div class=\"single-column-container border-none\">\t\t<a href=\"https:\/\/www.stcusa.com\/securities\/licensing\/us\/sie\/\" class=\"button ghost color-stc-aqua \"><span class=\"button-text\">ENROLL NOW<\/span><\/a>\n\t<\/div><\/div><!-- .columns-container --><\/div>\n    <script>\n    jQuery(window).load(function() {\n        var maxHeight = -1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.pro-p').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\t}\n\n   jQuery('.narrowcardH').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.narrowcardH').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\n\n\n\n   });\n\n\n    <\/script><\/section>[\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1519150672011{background-color: #ebe6de !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; el_class=&#8221;desc&#8221;][vc_column offset=&#8221;vc_hidden-sm vc_hidden-xs&#8221;][vc_empty_space height=&#8221;40px&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  color-stc-aqua\">What the Securities Industry Essentials Exam could mean to you? <\/h1><\/header>[vc_column_text el_class=&#8221;lists&#8221;]<\/p>\n<ul>\n<li>The SIE Exam could be incorporated into your company\u2019s annual training.<\/li>\n<li>New hires might be required to obtain the SIE exam in advance of employment.<\/li>\n<li>Firms may prefer candidates with the SIE exam on their resumes.<\/li>\n<li>The SIE Exam may become a requirement for all employees or those in select departments (e.g., legal, operations).<\/li>\n<\/ul>\n<p>[\/vc_column_text][\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1549296023900{background-color: #ebe6de !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; el_class=&#8221;mobile-row&#8221;][vc_column offset=&#8221;vc_hidden-lg vc_hidden-md&#8221;][vc_empty_space height=&#8221;40px&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  color-stc-aqua\">What the Securities Industry Essentials Exam could mean to you? <\/h1><\/header>[vc_column_text el_class=&#8221;lists&#8221; css=&#8221;.vc_custom_1549296033269{margin-right: 20px !important;margin-left: 20px !important;}&#8221;]<\/p>\n<ul>\n<li>The SIE Exam could be incorporated into your company\u2019s annual training.<\/li>\n<li>New hires might be required to obtain the SIE exam in advance of employment.<\/li>\n<li>Firms may prefer candidates with the SIE exam on their resumes.<\/li>\n<li>The SIE Exam may become a requirement for all employees or those in select departments (e.g., legal, operations).<\/li>\n<\/ul>\n<p>[\/vc_column_text][\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1536536087426{margin-bottom: 0px !important;padding-bottom: 0px !important;background-color: #ebe6de !important;}&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; el_class=&#8221;items&#8221;][vc_column css=&#8221;.vc_custom_1536536352451{margin-bottom: 0px !important;padding-bottom: 0px !important;}&#8221;][vc_empty_space height=&#8221;35px&#8221;]<section class=\"multi-column-section no-color\"><div class=\"multi-column-section-content\"><div class=\"columns-container\"><div class=\"single-column-container border-none\">[vc_single_image image=&#8221;21755&#8243; img_size=&#8221;150&#215;150&#8243; alignment=&#8221;center&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  no-color\">Benefits<\/h1><\/header>[vc_empty_space]\n<div class=\"column-content\">\n<ul>\n<li>Sets you apart from other job applicants (you can add this to your resume).<\/li>\n<li>Demonstrates your knowledge of the industry.<\/li>\n<li>Opens new opportunities for you within the financial services industry.<\/li>\n<\/ul>\n<\/div>\n<\/div><div class=\"single-column-container border-none\">[vc_single_image image=&#8221;21753&#8243; img_size=&#8221;150&#215;150&#8243; alignment=&#8221;center&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  no-color\">Features<\/h1><\/header>[vc_empty_space]\n<div 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-1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.pro-p').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\t}\n\n   jQuery('.narrowcardH').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.narrowcardH').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\n\n\n\n   });\n\n\n    <\/script><\/section>[\/vc_column][\/vc_row]<\/p>\n","protected":false},"excerpt":{"rendered":"<p>[vc_row el_class=&#8221;heroContainer&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column][\/vc_column][\/vc_row][vc_row el_class=&#8221;tabs&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column][\/vc_column][\/vc_row][vc_row el_class=&#8221;desc&#8221; 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