{"id":20288,"date":"2017-09-20T21:19:04","date_gmt":"2017-09-20T21:19:04","guid":{"rendered":"http:\/\/panth.dev.stcusa.com\/?page_id=20288"},"modified":"2024-11-04T22:02:35","modified_gmt":"2024-11-04T22:02:35","slug":"securities","status":"publish","type":"page","link":"https:\/\/www.stcusa.com\/securities\/","title":{"rendered":"Securities"},"content":{"rendered":"<p>[vc_row el_class=&#8221;hero-container&#8221;][vc_column]<section class=\"hero-section image-as-background hero-large hide-branch\" style=\"background-image: url(https:\/\/www.stcusa.com\/wp-content\/uploads\/2017\/09\/Securities_1800x1000-mod.jpg);\"><div class=\"hero-content-container\">\n\n\t<h1 class=\"section-title color-white\">Securities Licensing School<\/h1>\n\t<h2 class=\"section-subtitle h2 color-white\">Join over 1,000,000 financial services professionals who have trusted us with their securities education needs.<\/h2>\n\t\t<!-- class-content-securities-dropdown.php --><form action=\"https:\/\/www.stcusa.com\" id=\"statedrop032684\" onsubmit=\"return proccessURL(this);\" class=\"sform032684 select-state single-field course-search-form\" autocomplete=\"off\"><div class=\"select-box-wrapper\"><div class=\"dropdown color-stc-aqua\"><div class=\"dropdown-container\"><div id=\"training-type\" class=\"select-box\"><select id=\"select-training-type\" name=\"select-training-type\" onchange=\"home_dd_change(this);\"><option value=\"0\" disabled>Select Training Type<\/option><option value=\"series\">Securities Licensing<\/option><option value=\"securities\">Securities CE<\/option><\/select><\/div><\/div><\/div><\/div><div class=\"select-box-wrapper select-product-wrapper\"><div id=\"select-product\" class=\"dropdown color-stc-aqua\"><div class=\"dropdown-container\"><div class=\"select-box\"><select><option>Select Product<\/option><\/select><input class=\"dropdown-submit color-stc-aqua\" type=\"submit\" value=\"Continue\"\/><\/div><\/div><\/div><\/div><div id=\"select-container\"><\/div><div id=\"serieslist\" style=\"display: none;\" class=\"dropdown color-stc-aqua\"><div class=\"select-box-wrapper\"><div class=\"dropdown-container\"><div id=\"series-dropdown\" class=\"select-box\"><input type=\"hidden\" class=\"thestatedropdownurl\" name=\"thestatedropdownurl\" value=\"\/securities\/licensing\/us\/{state}\/\"><select class=\"thestatedropdown\" name=\"thestatedropdown\" onchange=\"getval(this.value);\" class=\"required\"><option value=\"0\">Select Series<\/option><option value=\"SIE\">SIE<\/option><option value=\"Series 3\">Series 3<\/option><option value=\"Series 4\">Series 4<\/option><option value=\"Series 6 Top Off\">Series 6 Top-Off<\/option><option value=\"Series 7 Top Off\">Series 7 Top-Off<\/option><option value=\"Series 9\">Series 9<\/option><option value=\"Series 10\">Series 10<\/option><option value=\"Series 14\">Series 14<\/option><option value=\"Series 16\">Series 16<\/option><option value=\"Series 17\">Series 17<\/option><option value=\"Series 24\">Series 24<\/option><option value=\"Series 26\">Series 26<\/option><option value=\"Series 27\">Series 27<\/option><option value=\"Series 30\">Series 30<\/option><option value=\"Series 31\">Series 31<\/option><option value=\"Series 32\">Series 32<\/option><option value=\"Series 37\">Series 37<\/option><option value=\"Series 38\">Series 38<\/option><option value=\"Series 50\">Series 50<\/option><option value=\"Series 51\">Series 51<\/option><option value=\"Series 52 Top Off\">Series 52 Top-Off<\/option><option value=\"Series 53\">Series 53<\/option><option value=\"Series 54\">Series 54<\/option><option value=\"Series 57 Top Off\">Series 57 Top-Off<\/option><option value=\"Series 62\">Series 62<\/option><option value=\"Series 63\">Series 63<\/option><option value=\"Series 65\">Series 65<\/option><option value=\"Series 66\">Series 66<\/option><option value=\"Series 79 Top Off\">Series 79 Top-Off<\/option><option value=\"Series 86\">Series 86<\/option><option value=\"Series 87\">Series 87<\/option><option value=\"Series 99 Top Off\">Series 99 Top-Off<\/option><\/select><input class=\"dropdown-submit color-stc-aqua\" type=\"submit\" value=\"Continue\"\/><\/div><\/div><\/div><\/div><\/form><div id=\"select-container-storage\"><\/div><\/div><span class=\"hero-bottom-tree\"><\/span><\/section><!-- .hero-section -->[\/vc_column][\/vc_row][vc_row el_class=&#8221;row-intro&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; css=&#8221;.vc_custom_1521661502592{background-color: #ebe6de !important;}&#8221;][vc_column]<section class=\"multi-column-section no-color\"><div class=\"multi-column-section-content\"><div class=\"columns-container\"><header class=\"module-heading\"><h2 class=\"section-title h2 color-stc-purple\">Solutions to fit your needs<\/h2><\/header>[vc_column_text el_class=&#8221;intro-text&#8221;]<\/p>\n<p class=\"intro-text\" style=\"text-align: left;\">Whether you need to prepare to pass your licensing exam or complete your continuing education requirements, we\u2019ve got you covered.<\/p>\n<p>[\/vc_column_text]<\/div><!-- .columns-container --><\/div>\n    <script>\n    jQuery(window).load(function() {\n        var maxHeight = -1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.pro-p').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\t}\n\n   jQuery('.narrowcardH').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.narrowcardH').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\n\n\n\n   });\n\n\n    <\/script><\/section>[vc_empty_space height=&#8221;50px&#8221;][\/vc_column][\/vc_row][vc_row equal_height=&#8221;yes&#8221; content_placement=&#8221;top&#8221; el_class=&#8221;sec row-intro&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; css=&#8221;.vc_custom_1522244918907{background-color: #ebe6de !important;}&#8221;][vc_column]<section class=\"multi-column-section color-white\"><div class=\"multi-column-section-content\"><div class=\"columns-container\"><div class=\"single-column-container border-none\">[vc_single_image image=&#8221;21472&#8243; img_size=&#8221;80&#215;80&#8243; alignment=&#8221;center&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  color-stc-aqua\">Licensing<\/h1><\/header>[vc_empty_space height=&#8221;10px&#8221;]\n<div class=\"column-content\">\n<p style=\"text-align: left\">We have helped over one million securities professionals pass FINRA qualifying exams. Now it\u2019s your turn.<\/p>\n<\/div>\n\t\t<a href=\"\/securities\/licensing\/\" class=\"button ghost color-stc-purple \"><span class=\"button-text\">LEARN MORE<\/span><\/a>\n\t<\/div><div class=\"single-column-container border-none\">[vc_single_image image=&#8221;21702&#8243; img_size=&#8221;80&#215;80&#8243; alignment=&#8221;center&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  color-stc-aqua\">National Schedule<\/h1><\/header>[vc_empty_space height=&#8221;10px&#8221;]\n<div class=\"column-content\">\n<p style=\"text-align: left\">Review a schedule of our upcoming classes. We offer virtual as well as live classes across the nation.<\/p>\n<\/div>\n\t\t<a href=\"https:\/\/www.stcusa.com\/securities\/national-class-schedules\/\" class=\"button ghost color-stc-purple \"><span class=\"button-text\">LEARN MORE<\/span><\/a>\n\t<\/div><div class=\"single-column-container border-none\">[vc_single_image image=&#8221;21289&#8243; img_size=&#8221;80&#215;80&#8243; alignment=&#8221;center&#8221;]<header class=\"module-heading\"><h1 class=\"section-title  color-stc-aqua\">Continuing Education<\/h1><\/header>[vc_empty_space height=&#8221;10px&#8221;]\n<div class=\"column-content\">\n<p style=\"text-align: left\">We can help you navigate the complexities of securities and insurance continuing education.<\/p>\n<\/div>\n\t\t<a href=\"\/securities\/continuing-education\/\" class=\"button ghost color-stc-purple \"><span class=\"button-text\">LEARN MORE<\/span><\/a>\n\t<\/div><\/div><!-- .columns-container --><\/div>\n    <script>\n    jQuery(window).load(function() {\n        var maxHeight = -1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.pro-p').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\t}\n\n   jQuery('.narrowcardH').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.narrowcardH').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\n\n\n\n   });\n\n\n    <\/script><\/section>[\/vc_column][\/vc_row][vc_row el_class=&#8221;profession-section&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column el_class=&#8221;.profession&#8221; css=&#8221;.vc_custom_1505943022915{background-color: #b6dce4 !important;}&#8221;][vc_single_image image=&#8221;22094&#8243; img_size=&#8221;full&#8221; alignment=&#8221;center&#8221; css=&#8221;.vc_custom_1520276939272{padding-top: 90px !important;padding-bottom: 90px !important;}&#8221;][\/vc_column][\/vc_row][vc_row bg_overlay_position=&#8221;display&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;color-spring&#8221; css=&#8221;.vc_custom_1519150342756{background-color: #cec0ac !important;}&#8221;][vc_column]<section class=\"multi-column-section no-color\"><div class=\"multi-column-section-content\"><header class=\"section-header\"><h2 class=\"section-title color-stc-purple\">Featured Programs<\/h2><\/header><div class=\"columns-container\"><div class=\"tall-feat\" style=\"border-top: 6px solid #FFFFFF; background:#ffffff; \">\n            <div class=\"tall-feat-bg\" style=\"background-image: url('');\"><\/div>\n            <div class=\"tall-feat-cont\">\n                <h3 >SIE<\/h3>\n                <div class=\"tf-textcont\"><p>Launch your Financial Services career with the Securities Industry Essentials Exam (SIE), which dramatically changes licensing requirements for new entrants into the industry.<\/p><\/div>\n\n            <\/div>\n            <div class=\"tfb\">\n                    <a href=\"\/sie\" class=\"learn-more-text-link\">Learn more<\/a>\n            <\/div>\n\n        <\/div><div class=\"tall-feat\" style=\"border-top: 6px solid #FFFFFF; background:#ffffff; \">\n            <div class=\"tall-feat-bg\" style=\"background-image: url('');\"><\/div>\n            <div class=\"tall-feat-cont\">\n                <h3 >College Program<\/h3>\n                <div class=\"tf-textcont\"><p>In collaboration with some of our top corporate clients, we are sponsoring more than 15 different courses (and periodic webinars) at over 35 universities nationwide.<\/p><\/div>\n\n            <\/div>\n            <div class=\"tfb\">\n                    <a href=\"\/college-program\" class=\"learn-more-text-link\">Learn more<\/a>\n            <\/div>\n\n        <\/div><div class=\"tall-feat\" style=\"border-top: 6px solid #FFFFFF; background:#ffffff; \">\n            <div class=\"tall-feat-bg\" style=\"background-image: url('');\"><\/div>\n            <div class=\"tall-feat-cont\">\n                <h3 >Options, Suitability, and Product Selection Virtual Class<\/h3>\n                <div class=\"tf-textcont\"><p>This class is designed to help you through some of the most challenging subjects within the Series 7. Join our 4 hour course, built to help you pass your licensing exam.<\/p><\/div>\n\n            <\/div>\n            <div class=\"tfb\">\n                    <a href=\"\/securities\/licensing\/us\/series-7-top-off\/#individual-container\" class=\"learn-more-text-link\">Learn more<\/a>\n            <\/div>\n\n        <\/div><\/div><!-- .columns-container --><\/div>\n    <script>\n    jQuery(window).load(function() {\n        var maxHeight = -1;\n\n   if ( jQuery(window).width() > 768) {\n   jQuery('.pro-p').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.pro-p').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\t}\n\n   jQuery('.narrowcardH').each(function() {\n     maxHeight = maxHeight > jQuery(this).height() ? maxHeight : jQuery(this).height();\n   });\n   jQuery('.narrowcardH').each(function() {\n     jQuery(this).height(maxHeight);\n   });\n\n\n\n\n   });\n\n\n    <\/script><\/section><header class=\"module-heading\"><h2 class=\"section-title  color-stc-purple\">STC Testimonials<\/h2><\/header>\t<section class=\"review-carousel-section\">\n\t\t<div class=\"review-carousel-container\">\n\t\t\t\n\t\t\t\t<article id=\"post-27936\" class=\"post-27936 review type-review status-publish has-post-thumbnail hentry state-missouri education_type-financial-adviser subsidiary-stcusa\">\n\n\t\t\t\t\t<div class=\"entry-wrap color-stc-aqua\">\n\t\t\t\t\t\t<header class=\"entry-header\">\n\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t<img loading=\"lazy\" decoding=\"async\" width=\"110\" height=\"110\" src=\"https:\/\/www.stcusa.com\/wp-content\/uploads\/2018\/01\/tutoring@2x-110x110.png\" class=\"featured-image wp-post-image\" alt=\"\" \/>\n\t\t\t\t\t\t\t\t\t\t\t\t<\/header>\n\t\t\t\t\t\t<div class=\"entry-content\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t<p>I passed the series 24 yesterday. I started off using Kaplan, took the test, and failed. Then I switched to STC. I wish I would have used STC from the beginning and following the program from the beginning. What I&#8217;ve learned is the FiNRA test is like learning a different language. You need to be able to identify what the question is asking and what FiNRA is looking for. The STC test bank prepares you for that. I felt the actual test was not as difficult as the practice and green light exams. The series 24 material is extremely dry and Michael Simon has a very practical, yet dynamic approach in the way he teaches the material in the virtual class. STC is also extremely responsive and available for questions. It helped to speak with someone live and get a brief explanation to help grasp the material. There was a rhythm to it.<\/p>\n\t\t\t\t\t\t\t<p class='review_userinfo'>- Bill W., \t\t\t\t\t\t\t\tFINANCIAL ADVISER,\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\tMissouri<\/p>\n\t\t\t\t\t\t\t\t\t\t\t\t<\/div><!-- .entry-content -->\n\t\t\t\t\t\t\t\t\t\t\t\t\t<div class=\"entry-meta\">\n\t\t\t\t\t\t\t\t\t<p><a href=\"\/testimonials\" target=\"_blank\">READ MORE STORIES<\/a><\/p>\n\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t\t\t\t<\/div><!-- .entry-wrap -->\n\t\t\t\t<\/article><!-- #reivewpost-## -->\n\t\t\t\n\t\t\t\t<article id=\"post-21577\" class=\"post-21577 review type-review status-publish has-post-thumbnail hentry state-new-york education_type-financial-adviser subsidiary-stcusa\">\n\n\t\t\t\t\t<div class=\"entry-wrap color-stc-aqua\">\n\t\t\t\t\t\t<header class=\"entry-header\">\n\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t<img loading=\"lazy\" decoding=\"async\" width=\"110\" height=\"110\" src=\"https:\/\/www.stcusa.com\/wp-content\/uploads\/2018\/01\/tutoring@2x-110x110.png\" class=\"featured-image wp-post-image\" alt=\"\" \/>\n\t\t\t\t\t\t\t\t\t\t\t\t<\/header>\n\t\t\t\t\t\t<div class=\"entry-content\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t<p>I passed! Thank you so much, Elizabeth! I have long way to go&#8230;After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!<\/p>\n\t\t\t\t\t\t\t<p class='review_userinfo'>- Ben B., \t\t\t\t\t\t\t\tFINANCIAL ADVISER,\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\tNew York<\/p>\n\t\t\t\t\t\t\t\t\t\t\t\t<\/div><!-- .entry-content -->\n\t\t\t\t\t\t\t\t\t\t\t\t\t<div class=\"entry-meta\">\n\t\t\t\t\t\t\t\t\t<p><a href=\"\/testimonials\" target=\"_blank\">READ MORE STORIES<\/a><\/p>\n\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t\t\t\t<\/div><!-- .entry-wrap -->\n\t\t\t\t<\/article><!-- #reivewpost-## -->\n\t\t\t\n\t\t\t\t<article id=\"post-21581\" class=\"post-21581 review type-review status-publish has-post-thumbnail hentry state-missouri education_type-financial-adviser subsidiary-stcusa\">\n\n\t\t\t\t\t<div class=\"entry-wrap color-stc-aqua\">\n\t\t\t\t\t\t<header class=\"entry-header\">\n\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t<img loading=\"lazy\" decoding=\"async\" width=\"110\" height=\"110\" src=\"https:\/\/www.stcusa.com\/wp-content\/uploads\/2018\/01\/tutoring@2x-110x110.png\" class=\"featured-image wp-post-image\" alt=\"\" \/>\n\t\t\t\t\t\t\t\t\t\t\t\t<\/header>\n\t\t\t\t\t\t<div class=\"entry-content\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t<p>I just wanted to share my feedback on the Series 7 class that I took in NYC 8\/1-8\/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I&#8217;m very happy to say that I passed the Series 7 test today, and I credit STC and David&#8217;s instruction in ensuring that I had the necessary knowledge necessary for the test.<\/p>\n\t\t\t\t\t\t\t<p class='review_userinfo'>- John H., \t\t\t\t\t\t\t\tFINANCIAL ADVISER,\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\tMissouri<\/p>\n\t\t\t\t\t\t\t\t\t\t\t\t<\/div><!-- .entry-content -->\n\t\t\t\t\t\t\t\t\t\t\t\t\t<div class=\"entry-meta\">\n\t\t\t\t\t\t\t\t\t<p><a href=\"\/testimonials\" target=\"_blank\">READ MORE STORIES<\/a><\/p>\n\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t\t\t\t<\/div><!-- .entry-wrap -->\n\t\t\t\t<\/article><!-- #reivewpost-## -->\n\t\t\t\t\t<\/div>\n\t<\/section>\n\t[vc_empty_space height=&#8221;100px&#8221;][\/vc_column][\/vc_row]<\/p>\n","protected":false},"excerpt":{"rendered":"<p>[vc_row el_class=&#8221;hero-container&#8221;][vc_column][\/vc_column][\/vc_row][vc_row el_class=&#8221;row-intro&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; css=&#8221;.vc_custom_1521661502592{background-color: #ebe6de !important;}&#8221;][vc_column][vc_empty_space height=&#8221;50px&#8221;][\/vc_column][\/vc_row][vc_row equal_height=&#8221;yes&#8221; content_placement=&#8221;top&#8221; el_class=&#8221;sec row-intro&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221; css=&#8221;.vc_custom_1522244918907{background-color: #ebe6de !important;}&#8221;][vc_column][\/vc_column][\/vc_row][vc_row el_class=&#8221;profession-section&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;no-color&#8221;][vc_column el_class=&#8221;.profession&#8221; css=&#8221;.vc_custom_1505943022915{background-color: #b6dce4 !important;}&#8221;][vc_single_image image=&#8221;22094&#8243; img_size=&#8221;full&#8221; alignment=&#8221;center&#8221; css=&#8221;.vc_custom_1520276939272{padding-top: 90px !important;padding-bottom: 90px !important;}&#8221;][\/vc_column][\/vc_row][vc_row bg_overlay_position=&#8221;display&#8221; bg_color_overlay=&#8221;no-color&#8221; bg_color_overlay_bottom=&#8221;color-spring&#8221; css=&#8221;.vc_custom_1519150342756{background-color: #cec0ac !important;}&#8221;][vc_column][vc_empty_space height=&#8221;100px&#8221;][\/vc_column][\/vc_row]<\/p>\n","protected":false},"author":59,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-20288","page","type-page","status-publish","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v23.9 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Securities Licensing Exam Prep &amp; Training | STC<\/title>\n<meta name=\"description\" content=\"Prepare for securities licensing exams with STC&#039;s comprehensive training programs. 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